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Investing

Markets & Regulation

Composite image of stock market trading, buying stocks on an app, and consulting financial manager
Investing
The broker and the exchange: Getting the order filled
Who all is involved in your trades?
Trading stock market data with mobile phone at home.
Investing
The life cycle of a buy or sell order: How trades happen
Complex transactions in the blink of an eye.

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Financial market participants: Market makers, institutional investors, and you and me
It takes all kinds to make a market.
Financial regulators: The market police
Guardians of the markets.
General partner vs. limited partner: Differences, pros, and cons
Rights, responsibilities, and risks.
How different types of banks operate in the financial system
Connecting surplus with need.
How joint ventures help companies expand opportunities
The lowdown on joining up.
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Nurturing a start-up.
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IPO need-to-knows: Basics of initial public offerings
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They bridge the gap between buyer and seller.
Mergers, acquisitions, and other ways companies join forces
The risk is huge, and so is the reward.
Oversight and management: The corporate C-suite and board of directors
Balancing power in the interest of shareholders.
Payment for order flow: How it works and why it matters
The price of low (and zero) commissions.
Primary markets and secondary markets: Two important cogs in the wheel of capitalism
Buy and sell—not necessarily at bargain prices.
Regulation of the OTC derivatives market: Before and after the Dodd-Frank Act
Making the swaps market work, even in times of crisis.
Retail investors vs. institutional investors: Bridging the divide
The small money can still be the smart money.
Shining a light on shadow banking: Benefits, risks, and regulations
We all use them, even if we don’t know it.
Special purpose acquisition companies (SPACs)
A twist on IPO investing.
The broker and the exchange: Getting the order filled
Who all is involved in your trades?
The life cycle of a buy or sell order: How trades happen
Complex transactions in the blink of an eye.
What is a corporate social responsibility (CSR) report?
The sustainability scorecard.
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Like an IPO, but different.
What is investment banking? Connecting investors to corporate growth
From primary markets to advisory services.
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It’s still early days.